Securities Exchange Commission: www.sec.gov
Financial Industry Authority: www.finra.org
Securities Investor Protection Corporation: www.sipc.org
Disclosure of SEC-Required Order Routing Information
Credicorp Securities, Inc. (“Credicorp”) acts in an agency capacity for customer orders
in equity and option securities. Securities and Exchange Commission ("SEC") rules require
broker-dealers that route orders in certain equity and option securities to make available
quarterly reports that present a general overview of their routing practices. In accordance
with SEC requirements, and, more particularly, SEC Rule 606, provided below is a link
to the statistical information representing order flow that has been sent to various market
centers for execution. The required statistics are intended to provide only an overview of
our order routing practices and these statistics do not necessarily capture all of Credicorp’s
order flow. Accordingly, the statistics do not create a reliable basis on which to assess
whether Credicorp has satisfied its duty of best execution. These statistics have not been
audited and may contain errors. You should not base any decision to establish an account with
Credicorp solely on these statistics.
To view Credicorp’s order routing information as of the most recent calendar quarter end, click
on the following link and type “Credicorp Securities Inc” in the space provided:
http://www.orderroutingdisclosure.com/orderrouting/HOME.
You may visit the SEC Web site at http://www.sec.gov for more information on the Disclosure of
SEC-Required Order Execution and Routing Practices and to view the Staff Legal Bulletin No. 13A,
which provides interpretive guidance to frequently asked questions. Questions regarding this
order routing summary may be directed to Maria Elena Perez at 305-446-4446.
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